Compliance Services

Overview

In an increasingly demanding and complex regulatory environment it is crucial to be able to call on a firm with experience and expertise.  Our compliance specialists take a commercial and pragmatic approach that is built on a foundation of knowledge and experience to deliver practical risk-focused guidance.

Services

  • Communication with regulators
  • KYC/CDD services
  • Preparation of business risk assessment
  • Provision of MLRO/MLCO and supporting functions
  • Staff training programmes
  • Tailored compliance reviews
  • Compliance board reporting services

Overview

In an increasingly demanding and complex regulatory environment it is crucial to be able to call on a firm with experience and expertise. Our compliance specialists take a commercial and pragmatic approach that is built on a foundation of knowledge and experience to deliver practical risk-focused guidance.

Services

  • Communication with regulators
  • KYC/CDD services
  • Preparation of business risk assessment
  • Provision of MLRO/MLCO and supporting functions
  • Staff training programmes
  • Tailored compliance reviews
  • Compliance board reporting services